Compliance Audit & Support

As regulatory requirements continue to expand, many organisations are finding that maintaining compliance is more complex, time consuming and higher risk than ever before.

Regulated entities, for example, must ensure that their governance, risk management and compliance frameworks meet the expectations of the Central Bank and other supervisory authorities while still supporting strategy implementation and business growth. Other entities want to ensure that as legislation changes, that process are robust to keep abreast of the requirements.

At RBK, our regulatory compliance services include:

  • Expert insights: Clear guidance on current requirements and supervisory expectations
  • Independent assurance: Confidence that compliance obligations are being met
  • Regulatory reporting: Auditing the quality, accuracy and completeness of regulatory submissions
  • Benchmarking: Comparing existing processes, internal controls and reporting against best practice
  • Outsourced solutions: independent oversight, monitoring and reporting to ensure that the compliance function is properly designed, resourced and managed

Specialist Support

We provide on-going regulatory compliance assistance to credit unions, Irish domiciled funds, insurance intermediaries, investment firms and other regulated businesses. Whether you require a targeted one-off review or a fully outsourced compliance function , our specialist team will work alongside you to reduce risk, strengthen controls and keep your business aligned with changing compliance requirements.

Other Governance, Risk & Assurance services

Audit Committee Support Many organisations are required to have an audit committee and internal audit function. This includes for example, regulated entities, public interest bodies, and companies above certain size thresholds under the Companies Act 2014.
Internal Audit Today’s organisations are under increased scrutiny both internally from the Board and externally from Regulators and other stakeholders, to demonstrate that risks are properly identified, managed, and controlled. A strong internal audit function provides that assurance.
Risk Management Every organisation faces risk. The key is not just in identifying the risk but in managing it in a way that protects your business and support sustainable growth. At RBK, we help you build a practical, effective risk management strategy that aligns with your objectives and strengthens decision-making.
Audit Committee Support Many organisations are required to have an audit committee and internal audit function. This includes for example, regulated entities, public interest bodies, and companies above certain size thresholds under the Companies Act 2014. Risk Management Every organisation faces risk. The key is not just in identifying the risk but in managing it in a way that protects your business and support sustainable growth. At RBK, we help you build a practical, effective risk management strategy that aligns with your objectives and strengthens decision-making.
Internal Audit Today’s organisations are under increased scrutiny both internally from the Board and externally from Regulators and other stakeholders, to demonstrate that risks are properly identified, managed, and controlled. A strong internal audit function provides that assurance.
Audit Committee Support Many organisations are required to have an audit committee and internal audit function. This includes for example, regulated entities, public interest bodies, and companies above certain size thresholds under the Companies Act 2014. Risk Management Every organisation faces risk. The key is not just in identifying the risk but in managing it in a way that protects your business and support sustainable growth. At RBK, we help you build a practical, effective risk management strategy that aligns with your objectives and strengthens decision-making.
Internal Audit Today’s organisations are under increased scrutiny both internally from the Board and externally from Regulators and other stakeholders, to demonstrate that risks are properly identified, managed, and controlled. A strong internal audit function provides that assurance.

Team members

A woman with short, reddish-brown hair smiles at the camera. She is wearing a navy blue blouse and a gold chain necklace. The background is softly blurred in blue and grey tones. Michelle O’Donoghue

Governance, Risk and Assurance Partner

Tel: +353 90 6480600
A man with light brown hair, wearing black glasses, a grey suit, a blue striped shirt, and a red tie with white spots, stands in front of a blurred office background, smiling slightly at the camera. Ronan Kilbane

Audit & Business Advisory Partner

Tel: +353 1 6440100

Get in touch

At RBK, we provide our clients with high-quality technical and commercial solutions that are responsive, relevant and practical.

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