Compliance Audit & Support
As regulatory requirements become more stringent, many businesses find that their compliance burden is becoming increasingly complex.
Regulated entities, for example, must ensure that their risk management and compliance standards meet the requirements of the Central Bank and other regulators.
At RBK, we have a wealth of experience working with all kinds of regulated businesses. We offer:
- An in-depth understanding of current regulation, authorisation and supervision requirements
- Assurances that regulatory requirements will be met
- Audit of regulatory reporting and compliance
- Benchmarking of compliance processes, internal control and the quality of reporting
- An outsourced function to provide independent assurances that your compliance function is being managed appropriately
We provide on-going regulatory compliance assistance to credit unions, insurance intermediaries, investment firms and other regulated businesses. Whether you require a one-off review or the outsourcing of your entire compliance function, our dedicated specialist team will be able to help you.